(An article written by John Isaac for the New Zealand Institute of Chartered Accountants, published in the November 2001 issue)

ASSISTING CLIENTS WITH BUSINESS SALES & ACQUISITIONS

Many accountants assist their clients with the purchase and sale of businesses of all sizes.
In this article, I have reviewed a number of issues which I hope will be of interest and practical application to accountants who are involved in this specialised area.

1

Business Purchases

To assist your client locate a suitable business, it helps to know some specific things about your client. I have a range of questions I always ask a buyer which assists me to locate a suitable business. For a person (rather than a corporate buyer) these include:

What is their background/work history/skill base? Clearly it can make good sense to use their existing skill base. If a client is not a "marketing person", they may not be wise/comfortable to buy a business, which relies heavily for its success on "selling/marketing skills".

  • How much equity do they have? It is important to know how much a buyer has of their own funds i.e. excluding borrowings against the business assets they are buying. Given this figure, one can add what a lender may advance against the assets of a business and therefore advise what a realistic purchase price range might be for a buyer.
  • What minimum net profit do they want to earn per annum? This will drive the purchase price range of target businesses as all businesses can be valued on a rate of return for risk formula (see later in this article) so if one knows the net profit before tax sought by a client, you can determine the approximate price range of the required business.
  • Will the client seek 100% control or be happy to be a part owner (50/50 or perhaps 70/30)? There are obvious issues to contend with in a partnership (compatibility, common goals etc) but partnerships can work and there are advantages e.g. sharing of responsibilities, complementary skills, cover for holidays etc).
  • Where should the business be located? Some clients will not necessarily be willing to drive 1 hour a day from home to work and then back again at the end of a day, especially in big city peak traffic times.
  • What do they rule out of their search? Many clients will know what they are not interested in rather than what type of business they would be happy with. Some may not wish to be involved in retail or importing whilst others may not be comfortable with say manufacturing or perhaps a service business.

You can narrow down the range of businesses by following this method of questioning but the choice of businesses is still very wide.
With a corporate buyer, some of the same broad questions listed above will still apply.
I always tell clients at the outset that it may take them many months to locate a suitable business.

How to locate a suitable business

There are many ways to locate a suitable business and these include: reading the businesses for sale columns in local newspapers, business and trade magazines (essentially a reactive approach), talking to Business Brokers (a more proactive approach) or even approaching businesses directly to see if they are for sale (assuming a client knows what they are seeking) certainly the most proactive. Naturally I would always suggest that your clients contact a reputable, professionally qualified business broker!
Due Diligence
Accountants obviously perform financial due diligence for clients including proving key financial items: Sales, gross profits, wages, rents and other major expenses as well as key balance sheet items (stocks, fixed assets). They will review tax returns (income, GST, FBT etc) and perhaps even carry out a competitor analysis etc.
However when it comes to other issues (e.g. legal matters -trademarks, leases, sale and purchase agreements and employment contracts and regulatory issues etc) I believe Accountants would be wise to consider leaving such matters to other professional advisors. The issues can be complex and we are becoming a more litigious society so perhaps Accountants should be prudent!

2

The sale of a business

Preparing a business for sale

In a physical sense, the business should obviously ideally be presented in a clean and tidy manner.
Ideally the financial track record should be sound, with increasing profits. Non-necessary assets should be removed or preferably sold. Naturally annual and monthly accounts should be processed right up to date and preferably an information memorandum should be available (describing the business, its history and including details of leases, staff, product/services, strengths and weaknesses threats and opportunities).


Valuing the business

To properly value a business, one must fully assess the risks involved and a wide range of information about a business is needed to do this. Obviously in a short article it is not possible to cover everything in this regard but the key matters to really understand are the risks which affect the ongoing earnings stream and this embraces matters like customers, competitors, industry matters (all of which should be researched in the due diligence process. Two simple examples of matters which may impact on valuations are firstly, there may be special supplier arrangements which may not continue with a new owner and secondly one needs to check if there are going to be any major expenses needed soon e.g. bigger premises, new machinery etc
The following is the basic key financial information I obtain to assist me in valuing a business.
Up to date full sets of accounts i.e. profit and loss and balance sheets (annual for the last 5 years and monthly for the current year along with a budget for the current year if available) Monthly sales figures for the last two completed financial years and the current year. This helps to understand trends and seasonality.
Naturally one seeks explanations for all significant variations in revenues and expenses, non-recurring items etc
The key figure we are trying to determine is the expected future maintainable earnings.
I have developed a simple valuation technique, which very quickly allows me to estimate a possible selling price range for a business. The purists amongst you will, I know, find fault with it but my defence is that I have successfully used it in the marketplace for many years! Here it is.
The most common business sale basis/method for businesses up to say $3,000,000 is an asset sale i.e. fixed assets, stock and goodwill (rather than a share sale, due to the tax and other contingent liabilities which may subsequently arise.)
To value the assets of a business being sold I calculate the EBIT (earnings before interest and tax)-after ALL costs including market owners remuneration, depreciation and interest on the net average monthly debtors less creditors i.e. base working capital needed to operate the business. My logic is that on top of buying the fixed assets and stock one needs in most businesses to fund the net difference between debtors and creditors on an ongoing basis, hence my allowance for interest on this working capital amount needed. This adjusted EBIT is then capitalised by a factor ranging typically from 25% to 30% on average depending on the type of business. The capitalisation rate may be higher or sometimes lower depending on the risk factor. By dividing the adjusted EBIT by the risk factor you get the value for the sum of the assets (stock, fixed assets and goodwill) and so the goodwill is effectively the balancing figure. A simple example will demonstrate what I mean.

Assumed Adjusted EBIT $200,000
Value of stock $250,000
Value of fixed assets $250,000

Goodwill?
Total Price of assets $800,000 (EBIT $200,000/25%)
Clearly the goodwill is worth $300,000 in this example.


Marketing the business

With an information memorandum and valuation prepared, one can then market the business.
Buyers will be either existing competitors (who can grow their market share and perhaps cut out overheads) or outsider's e.g. senior executives or employees wishing to get into their own businesses.
My marketing will involve utilising my database and network along with using the appropriate media advertising.


I am also involved in locating equity partners to allow shareholding changes to be made or the introduction of funds to allow businesses to grow. Equity partners may be passive or active.
As a full time business broker I obviously have a pool of business buyers and businesses for sale at all times and hence can match parties easily.
I always welcome the opportunity of working with fellow Chartered Accountants to assist their clients with the purchase or sale of businesses.